parties to effectively deal with the impact of flooding including operational procedure in case of emergency and preparation of backup plans with a view to facilitating continual securities trading,? said
1-31, 2007, respectively. Five more suspects relevant to the cases expressed an initial intention to enter the settlement procedure. The SEC will announce the settlement results in due course. The
persons (namely Prayuth Lertpinyopap and Karuna Kaewmanee who declined to enter settlement procedure and were also named in the abovementioned SEC's criminal complaint). {A} {B} {C} {D} and {E} violated
procedure of business operation including strategic, manufacturing and marketing plans, which is certainly not simply making donation. Last but definitely not least, ?anti-corruption in practice? must be
have prohibited characteristics of capital market personnel pursuant to relevant regulations as long as he is subject to the complaint and the subsequent procedure, which caused his approved status to
juristic person with dishonest intent, obtaining unlawful gains which damages the juristic person, or altering, shortening or falsifying documents. In addition, SEC has prescribed a procedure for
ECD for further investigation and legal proceedings.In any case, filing the criminal complaint is merely the commencement of the criminal procedure whereby the inquiry official will perform an
investment policy does not have complicated features such as investment in derivatives products, multi-class investment units, and complex return payment. This is to shorten approval procedure and facilitate
liable to be an offense under other laws, the SEC has a procedure for coordinating with relevant agencies for further proceedings. ___________________________
relevant regulations as long as they are subject to the complaint and the subsequent procedure, which caused their approved status to cease. They are therefore no longer allowed to perform duties as capital