and offering for sale of NC bonds of business operators and the draft amendments to the use of proceeds contain the following key points: (1) The regulations of NC Bond offerings includes additional
facts and progress on its various operations without delay, including the operations to contain damages which may be caused to STARK, and to disclose such information for investors’ decision making.On 30
the operators. The report shall, however, contain information as specified by SEC. The required information will enable SEC to efficiently monitor the operator’s progress in resolving the complaints
statements to materially contain false information and raised doubts concerning the internal control system, spending of B/E money, and the making of accounting records.The SEC has therefore issued the order
basis. The report must contain every securities trading order including non-matched order together with details on sending time, canceling time, number of shares and share prices. Moreover, the statement
connection, all business operators are required to place high importance and clearly communicate the information contained in their advertisements. The advertisement must not contain false, exaggerating or
percent of the total number of voting rights; (3) a juristic person not registered in the Kingdom of Thailand but having the following persons hold its shares altogether more than 50 percent of the total
the Securities and Exchange Act B.E. 2535 (1992), which contain certain provisions relating to the restriction of rights and liberties of persons which Section 29 in conjunction with Section 33, Section
for the custody of client’s assets. In this matter, the securities company must strictly supervise the implementation of such guidelines. The rules or guidelines under the first paragraph must include