the nature or timing of the auditor’s work (paragraph........); ( 2.2.3 limitations imposed by management (paragraph........). ( 2.3 Corresponding figures contains or may contain material misstatement

, resulting from: ฆ 2.2.1 circumstances beyond control of the entity (paragraph.........); ฆ 2.2.2 circumstances relating to the nature or timing of the auditor’s work (paragraph........); ฆ 2.2.3 limitations

Circumstances relating to the nature or timing of the auditor’s work (paragraph number........) ( 2.2.3 Limitations imposed by management (paragraph number........) ( 2.3 If the auditor’s report on the prior

same standard and clearer warning presentation regarding investment risks. This is to ensure that investors have sufficient information regarding risks or limitations prior to using services or making

Under the amendments, SEC has proposed to lift the limitations on unitholding which bar any person or any associated person from holding investment units in a mutual fund over one third of the

limitations. As a result of this proposed amendment, the Regulatory Sandbox would cover both pre-trading and post-trading activities in the capital market. The consultation paper is available at https

processing;(5)    Have a data protection and governance;(6)    Disclose the scope and limitations of services to the investors. SEC publishes the public hearing document on this issue at SEC website

and limitations of service system to the investors. SEC publishes the public hearing information about this issue at SEC website: www.sec.or.th/hearing Any related and interested parties are welcome

offender; however, attempt to arrest the alleged offender failed and the statute of limitations ran. SEC Act S.56(1)(2)(3)(4) Criminal Complaint Filed with an Inquiry Official Dated 31/07/2013

accounts. the special case inquiry official dismissed the case because the statute of limitations ran out. SEC Act S.243(1) in conjunction with 244 and 243(2) in conjunction with Section 83 of the Penal