investment consultant on general products who obtained an approval by virtue of any qualifications other than No. 5.4 Examination not required but must complete a full course or a refresher course for renewal
and Exchange Commission hereby prescribes the following rules: Clause 1. In this notification: “short sale” means a sale of securities that must be borrowed in order to complete delivery; “customer
together with all valid and complete supplementary documents as required by the notification of the SEC Office. However, if the SEC Office is unable to conclude its consideration within the period so
application together with all valid and complete supplementary documents as required by the notification of the SEC Office. However, if the SEC Office is unable to conclude its consideration within the period
Accountant A CFO and a chief accountant are required to complete an orientation course in accounting and finance or continuing development course in accounting knowledge. The purpose of the
Securities and Exchange Commission Independent Audit Inspection Activities Report THE ROAD LEADING TO GROWTH 2013 This report is available for download on the SEC website: www.sec.or.th Contact For more information, please contact us at: Securities and Exchange Commission,Thailand 333/3 Vibhavadi-Rangsit Road, Chomphon, Chatuchak, Bangkok 10900, Thailand Tel : +66 2 263 6082 or +66 2 263 6218 e-mail : oca@sec.or.th Root cause analysis Activities for enhancing audit quality Suggestions on how to...
the entity/project into activities. 5. Conclude the evaluation Prepare a final conclusion and Supplementary reports. Example of adopting in the financial tool Solar generation Coal generation Bioenergy
transaction after the approval of the meeting of Board of Directors No. 7/2018, held on 27 June 2018. Planet is expected to complete the related agreements signing and assets payment to all parties involved
transaction after the approval of the meeting of Board of Directors No. 7/2018, held on 27 June 2018. Planet is expected to complete the related agreements signing by the second quarter of the year 2018 and