Distribution of Newly Issued Shares and Share Warrants by Issuer
14,000,000 of its registered capital in order to have registered capital at THB 15,000,000 (as per details set out below). 2 For the acquisition of Leyland’s ordinary shares, the share purchase price was
Professionals > Financial Advisor Regulations SHARE : Detail Content Financial Advisors A Financial Advisor (FA) has a crucial role in selecting and screening qualities of companies to be listed in the
Professionals > Financial Advisor Regulations SHARE : Detail Content Financial Advisors A Financial Advisor (FA) has a crucial role in selecting and screening qualities of companies to be listed in the
and accessing the suitability of the person entitled to subscribe the shares for such investment; (d) information of the existing shares to be offered for sale shall be distributed to the persons
Suitability Test ช่วยวางแผนจัดสรรการลงทุนภายใต้ความเสี่ยงที่ออกแบบให้เหมาะสมกับแต่ละคน และโปรแกรม Retirement-Checkup สำหรับประเมินจำนวนเงินที่จำเป็นต้องใช้หลังเกษียณ รวมถึงทดลองใช้และดาวน์โหลด mobile
suitability, update of customers’ information, use of consulting experts, no pressure on customers’ decision-making, and specific conditions for digital asset trading centers and dealers like a case of
efficient technology systems, a system to review and assess customers’ suitability, which is very important as digital assets contain high risks. Once applicants for licensing are well-prepared and have
definition which is in line with what is stated in the aforesaid new rule. This is to ensure suitability and consistency with the investor’s qualifications and ability to accept associated risks. The
their investment objectives. While suitability test has been introduced to help investors realize whether the investment suits them, an investment consultant will give investor the advice on asset