finance business under Clause 1 means undertaking of business with core objective to provide credit facility for securities business. Clause 3 This Notification shall come into force on the date
business operators. This is because such unlicensed activities do not come with legal protection, and the investing public is exposed to the risk of falling victim to scams. It should be noted that all
) under "License Check" banner. In addition, any persons who come across suspicious unlicensed activities persons can report the matter to the SEC at 1207 for further investigation."Information contained in
suspicious acts, please call the SEC Hotline at 1207. Investors should also note that payment of dividends at a higher rate than the highest interest rate of commercial banks may come from the money of
’ problems and have ideas for solutions and teams must be dedicated to have ideas come true. Sufficient budget is also required to run business.” Before the end, Mr. Poramin Insom said “The most important
businesses, B.E. 2561 on expectation to come into force on 16 July 2018.This notification will be enforced on those who will operate businesses as trading centers, brokerage firms and dealers for digital
Sucharitkul said “SEC is now opening for applications for operating digital asset businesses as Ministry of Finance’s announcement on digital asset licensing has come into force. Interested parties can apply
surveillance through information sharing to keep pace with cybersecurity threats. In addition, all service users and investors should be aware of the use of technology and the threats that may come with it, by
new regulations come into force, further 345 reports* will be submitted in the same method. SEC Secretary-General Ruenvadee Suwanmongkol said: “The SEC aims to facilitate e-submission services
the results of which showed that most respondents agreed with the guidelines proposed by the SEC. The revised rules have come into force since 1 January 2022. _______________________Remarks