Securities and Exchange Commission No. KorKhor.11/2547 Re: Characteristics of Advice Which Are Not Deemed as Undertaking Derivatives Business in the Category of Derivatives Advisory Services _____________ By
does not possess prohibited characteristics pursuant to the law governing securities and exchange and notifications issued by virtue of the said law. The letter of certification shall be signed by the
the following characteristics shall be deemed as securities not subject to the provisions of Chapter 3 Public Offering of Securities: (1) listed on home exchange which is a member of World Federation of
and making profits from infrastructure assets without an intention to be a private trust. The term “infrastructure asset” as stated in the first paragraph shall be according to the characteristics as
/ActandRoyalEnactment/Act/translate-spv.docx HouseStyle is aware or in possession of the inside information related to a digital token offeror or the characteristics or particulars of digital tokens shall: (1) purchase
://secopendata.sec.or.th/Intermediaries/Broker FAQ-intermediaries.pdf ที ่มีรูปแบบ นอกเหนือจากที่ได้กำหนดไว้ในคำอธิบาย (non-standard characteristics) ให้บริษัทคำนวณและรายงานมูลค่า สินทรัพย์ สภาพคล่อง และค่าความเสี่ยงของ
Re: Determination of Characteristics of Services Not Deemed to Be Undertaking Digital Asset Business in the Category of Digital Asset Custodial Wallet Provider (No. 2) dated 14 December 2023: (https
related to trading, depositing and withdrawing digital assets. Meanwhile, the company may consider accepting new clients as deemed appropriate and sufficient by taking into account the characteristics, size
means a digital asset having any of the following characteristics: (1) Digital asset created with the objective of concealing information on the transferor, the transferee and the transfer volume; (2
characteristics of capital market business personnel under Clause 31(1) of the Notification of the Capital Market Supervisory Board No. Tor Lor Thor. 87/2557 Re: Rules on Personnel in the Capital Market Business