Mr. Treekhanit Makraksa Mr. Treekhanit Makraksa joined or agreed with other offenders in manipulating 2 securities by separating duties to executing buying or selling orders in a way of concealing
Mr. Thitipat Thitiphan Mr. Thitipat Thitiphan joined or agreed with other offenders in manipulating 2 securities by separating duties to executing buying or selling orders in a way of concealing and
Mr. Teerachai Rattanakamolporn Mr. Teerachai Rattanakamolporn joined or agreed with other offenders in manipulating 2 securities by separating duties to executing buying or selling orders in a way of
buying PTL shares using inside information. 16/05/2019 agreed to comply with civil penalties determined by the Civil Penalty Committee as follows : - a civil monetary
person with the major shareholder of Unique. Please find the details of purchasing land from Unique that considered to be the Connected Transaction as followed. 1. Transaction Date ( Registered) : 5th of
purchasing or selling orders from customers outside its head office or branch offices unless otherwise specified by the Office; (7) purchase or hold shares, except: (a) those acquired in the course of
manipulating Filter Vision Public Company Limited (FVC)’s share price by purchasing and selling shares, resulting in a trading condition for FVC shares that was inconsistent with the normal market conditions
3. Buying/ selling process of investment products • Describe the features of available channels for buying and selling investment products. • Identify the roles and responsibilities of the financial
Committee’s work. In addition, the SEC Board has put in place an adequate and efficient internal control system covering all aspects including the preparation of financial reporting, purchasing of assets, and