IT-related risks arising from the use of technology; (5) To Improve other details of the rules to better communicate the intent of the oversight and enable effective risk control
services to achieve the SEC mission and better serve the needs of stakeholders continuously. _______________________Remark: * The PACC has developed a guideline manual for establishing public sector
The SEC has improved the procedure for handling complaints from investors and the general public to ensure better service quality. The new procedure includes three phases of clearer status updates to
impact enterprises to pitch their business models to both Thai and foreign investors. It also presented Thai social impact enterprises to become better known among foreign investors and gave impact
sector. In addition, as SEC has measures for monitoring and inspection of reports, data, including business standards and ethics of the securities companies, it is able to ease the rules to better
investors better. Key changes in the amendment include:- Expanding the payment amount of redeemed investment units on the unit trading day- Allowing asset management companies to fix the fund’s constant net
reading, and (3) promoting the use of an interactive channel, if appropriate, such as app-based information service to better suit investors? digital lifestyles.The consultation paper is available at
, trading such underlying securities while underwriting them. The relaxation aims at facilitating the brokerage firms to better manage risks associated with issuance of the instruments while the firms are
of ages, returns expectations and risk tolerance. Provident funds with employee?s choice should serve fund members? demands better than those with single investment policy. We, therefore, encourage
such underlying securities while underwriting them. The relaxation aims at facilitating the brokerage firms to better manage risks associated with issuance of the instruments while the firms are required