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SEC public hearing on draft notification on amendment to definition of major shareholder of securities companies

consultation paper is available at www.sec.or.th/hearing. Stakeholders and interested parties are welcome to submit comments and recommendations via the website, facsimile to 0-2033-9660, or email: wiwat

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8351

SEC public hearing on revision of financial statement forms for securities companies and derivatives business operators

www.sec.or.th/hearing. Stakeholders and interested parties are welcome to submit comments and recommendations via the website, facsimile to 0-2033-9660, or email: patana@sec.or.th. The public hearing ends on 1

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8347

SEC is to revise regulations on capital requirements for asset management companies that manage property funds or infrastructure funds, trust managers and trustees

date of the amended regulations to comply with the new rules. The consultation paper can be found on SEC website : www.sec.or.th/hearing. Stakeholders and interested parties are welcome to give

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8334

SEC public hearing on draft amendments to IPO allocation rules

at www.sec.or.th/hearing. Stakeholders and interested parties are welcome to submit comments through the website, or facsimile at 0-2695-9796 or email: corporat@sec.or.th.The public hearing ends on

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=6479

SEC public hearing on rules regarding securities and derivatives trading services with limited discretion according to clients? pre-determined investment scope

www.sec.or.th/hearing. Stakeholders and interested parties are welcome to submit comments through the website, or facsimile at 0-2695-9935 or email: hiri@sec.or.th.The public hearing ends on 14 November 2016.

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=6494

SEC public hearing on intermediaries? services for investment in foreign currency denominated products

available at www.sec.or.th/hearing. Stakeholders and interested parties are welcome to submit comments through the website, or facsimile at 0-2263-6311 or email: rangrong@sec.or.th.The public hearing ends on

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=6502

SEC public hearing on RMF / LTF transfer rules in case of fund dissolution

www.sec.or.th/hearing. Stakeholders and interested parties are welcome to submit comments through the website, or facsimile at 0-2263-6293 or email: thanikul@sec.or.th.The public hearing ends on November 14, 2016.

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=6503

SEC public hearing on qualifications of CFOs / accountants of IPO issuers

available at www.sec.or.th/hearing. Stakeholders and interested parties are welcome to submit comments through the website, or facsimile at 0-2263-6354 or email: sarocha@sec.or.th.The public hearing ends on

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=6504

SEC public hearing on draft amendments to the fund product rules

communication, and (4) the oversight of fund products and duty performance of selling agents. The consultation paper is available at www.sec.or.th/hearing. Stakeholders and interested parties are welcome to

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=6566

SEC public hearing on draft amendments to private fund rules

of conflicts of interest, internal control and receipt and delivery of fund assets. The consultation paper is available at www.sec.or.th/hearing. Stakeholders and interested parties are welcome to

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=7361