approval under Clause 2 , a securities company intending to obtain approval shall submit an application to the Office, together with documents and evidence as per the forms and procedures provided in the
basis, the executive shall take such position at only one securities company. Clause 3. In applying for approval under Clause 2 , a securities company intending to obtain approval shall submit an
specified, the definitions in the Notification of the Securities and Exchange Commission concerning the Definitions under the Notifications relating to Issuance and Offering of Securities shall apply to this
Content Management of Mutual Fund 9. Preparation of mutual fund reports Submit to the SEC Disclose on the mutual fund management company's website Disclose to Unitholders i.e. A report on
1 Applicant’s personal record and audit firm’s profile Instruction a. If there is insufficient space for any section of the form, you may photocopy the relevant page(s) and submit as part of this
exemption shall apply as from the effective date of the Notification until 31 May 2020. In any case, the objective of such debt issuance must be fundraising for a project related to environmental protection
ASEAN Collective Investment Schemes (ASEAN CIS) and the Asia Region Funds Passport (ARFP) (List of the Notifications in Enclosure 5) shall also apply to HK-TH-MRF on the condition that they are not
Funds Passport (ARFP) (List of the Notifications in Enclosure 5) shall also apply to HK-TH-MRF on the condition that they are not contradictory or inconsistent with the cooperative framework under HK-TH
, B.E. 2561, which took effect since 14 May 2018, allows existing digital asset business operators who submit their requests to SEC within https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8536 SEC
asset business operators who submit their requests to SEC within https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8536 SEC Thailand’s Public Hearing on Regulatory and Supervision of Digital Asset