approving digital asset licensing came into force on 24 July 2018. Both existing businesses that already operate a digital business before the legal enforcement or newcomers who are interested in obtaining
Associated Person hold investment units over one-third of the units outstanding, directly or indirectly, possibly from causes such as increasing investments, obtaining a waiver as an eligible case specified
obtaining the Minister’s approval in form and together with supplementary documents specified in the SEC’s Notification as published in the Government Gazette. Where the approved person fails to establish
three years preceding the year of filing application toward the date of obtaining the license, not have criminal records indicating commission of offense under the law controlling business operation of
Transaction and the Related parties Date of the Transaction - After obtaining the approval from the Board of Directors Meeting No. 7/2017 held on 30 November 2017 at 13.30 hrs. The Related Parties - Vinythai
. Notification of the Securities and Exchange Commission KorKhor. 26/2547 Application Form for Obtaining a License to Undertake Securities Businesses in the Category of Brokerage, Dealing and Underwriting of
Obtaining Approval and Granting to Perform Trust Business The Notification of the Securities and Exchange Commission No. KorRor. 6/2558 Re: Rules for Being Settlor and Trustee of Infrastructure Trust The
Paragraph 1 shall be completed within twenty- one days from the date of obtaining the approval from the general shareholders’ meeting, but no later than four months from the end date of the fiscal year
means any legal entity obtaining the license to undertake securities business which is not: (1) any legal entity supervised by any other governmental agencies before obtaining securities business license