/Qualifications%20of%20Securities%20Investment%20Analyst%... Section 98 allowing such transaction; (5) sell securities without having possession , or without receiving an order to sell from another person, unless
https://publish.sec.or.th/nrs/6999pe.doc Section 98 allowing such transaction; (5) sell securities without having possession , or without receiving an order to sell from another person, unless the SEC
taken for not more https://www.sec.or.th/EN/Documents/Personel/Qualifications%20of%20Securities%20Investment%20Analyst%... Section 98 allowing such transaction; (5) sell securities without having
and wider use of financial innovations of due diligence and know-your-client assessments (DD/KYC), (3) supporting electronic non-face-to-face identity verification, and (4) allowing businesses to access
of offshore infrastructures, including those in GMS countries.(3) Setting criteria to create GMS asset class by allowing Thai mutual funds to invest in listed https://www.sec.or.th/TH/Pages
allowing the issuer to comply with one single set of common disclosure standards, known as the ?ASEAN Standards?, together with limited additional requirements prescribed by each jurisdiction, known as the
key points as follows: (1) Allowing business operators to temporarily include the amount of the subordinated debt beyond the shareholders’ equity without being considered as part of the total
investors to be cautious with the services provided by unlicensed digital asset business operators activities with another foreign digital asset trading platform and allowing payment for the transactions made
filing of mutual funds The SEC is proposing to amend the regulation on filing the application for establishment and management of mutual funds by allowing electronic submission of all required documents