advantage of other persons before COL disclosed the inside information to the public on 14 September 2020. 07/08/2024 agreed to comply with civil penalties determined by the Civil Penalty Committee as
responsibilities of ownership are appropriately and fully delivered in their interests and on their behalf by those agents. As sophisticated investors with influence, often including voting rights, institutional
, CalPERS publishes its own sustainability report1 and our engagement guidelines in our Global Governance Principles. Investor inquiries can be a tremendous advantage to companies. They serve as a vital early
(ThaiCERT). Given the more sophisticated cyber risks, financial institutions as service providers, and customers as users, are increasingly vulnerable to losses. In terms of cyber security readiness, however
exemption or light-touch track for offers made to sophisticated investors or private placements. However, the SEC proposes that ICO for “investment participation” be initially allowed for institutional
investigation and found that Ravi had taken advantage of the information on SPORT's operating results for the third quarter of 2015. The information became known to him by virtue of his position as the company's
was a securities purchase that took advantage of a material, non-public fact that influenced the securities price, which was deemed an exploitation of third parties and liable to the offences under
helps mitigate risks, turn crisis into competitive advantage and create sustainable growth. This is in line with the government’s policy on promoting the development of SMEs, startups as well as their
the TIP share price to gain an unfair advantage by selling TIP shares to avoid a loss from the reduction of the share price.The nonpublic information material to the TIP price was the fact that TIP had
tender offer for acquisition of all MAKRO shares at the same price. The individuals from (1) to (4) took advantage of the material, non-public information which some of them had learned while working in