exercise caution. As such, if being soliciting to invest in securities or derivatives such as shares, gold or crude oil, you can check credibility of such claim by visiting the SEC website (www.sec.or.th
to lure investing public; for instance, soliciting general public to invest in shares, gold or crude oil. They usually offer unreasonably high returns and principal guarantee as well as quote foreign
of Contract for Difference (CFD) with several underlyings such as gold, crude oil and stock index. This is a speculation for the difference between the current value of an the underlyings without
contact the ECD Police at 0-2237-1199 to reinforce further legal proceedings.? ?If you have been solicited to invest in derivatives on gold and crude oil, for instance, with considerably high return on
Solicitation or advice on securities or derivatives investment based on the value of the underlying asset such as gold price/crude oil price/agricultural products by an unlicensed company. ● Information of
asset report will be more flexible in that the report must be sent within 5 working days of the following month to the clients or at least once a year to the clients who have been inactive for more than a
University, and a master’s degree in management from Sasin Graduate School of Business Administration, Chulalongkorn University. She has been working for the SEC since 1996. Prior to this appointment, she
approval for the personnel working for them. In late last year, the SEC sought stakeholders’ opinions on the principles of the proposed amendment and most agreed with the proposal. Currently, the SEC is
นางสาวรื่นวดี สุวรรณมงคล เลขาธิการ สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) ร่วมงานพิธีเปิดตัวโครงการ “Workation Thailand ทำงานเที่ยวได้ รวมใจช่วยชาติ” ภายใต้แนวคิด “Working