the regulations on sale promotion advertisement, engagement of introducing broker agent, and disclosure of brokerage transaction activities, which will come into force starting from 1 January 2022
(introducing broker agent) และ (3) การจัดให้มีหน่วยงานกำกับดูแลการปฏิบัติงานของผู้ประกอบธุรกิจสินทรัพย์ดิจิทัล ให้เป็นไปในแนวทางเดียวกับผู้ประกอบธุรกิจหลักทรัพย์และผู้ประกอบธุรกิจสัญญาซื้อขายล่วงหน้า ก่อนหน้า
approved by and registered with the Office, whose main objective is to promote and develop securities business in the category of asset management; “Custody agent” means any person whom a registered person
with the Office, whose main objective is to promote and develop securities business in the category of asset management; 1“Custody agent” means any person whom a registered person appoints as an agent to
with the Office, whose main objective is to promote and develop securities business in the category of asset management; 1“Custody agent” means any person whom a registered person appoints as an agent to
securities investments; “investment advisory agent” means a natural person other than director or officer of the investment advisory company, appointed by the investment advisory company to be an advisory
าหนดใหผู้ดู้แลผลประโยชน์ของคู่สัญญา (escrow agent) ซ่ึงเป็นบุคคลท่ี 3 ท่ีมีความน่าเช่ือถือ เป็นผูเ้ก็บรักษาเงินค่าจองซ้ือดงักล่าว โดยปัจจุบนัมีธนาคารพาณิชยท่ี์ไดรั้บใบอนุญาต escrow agent จากกระทรวงการ
) transfer of assets whereby the original payee acts as the agent to collect and receive payments of debts incurred; (2) transfer of assets whereby the agent to collect and receive payments of debts has been
Company Limited And Phatra Securities Public Company Limited (Tender Offer Preparers) Phatra Securities Public Company Limited (Tender Offer Agent) “This English language translation of the Tender Offer has
Office of the Securities and Exchange Commission. Clause 2. In carrying out the securities borrowing and lending business, the business operator shall, whether acting as the borrower or its agent or as the