?Bangkok, August 4, 2014 ? The SEC will allow commercial banks to offer for sale to retail investors, Basel III tier 2 instruments with condition of conversion to equity and specified floor
securities. The amendments will take effect on July 1, 2012.B/E has become a frequent tool for fund raising by financial institutions, offering returns similar to those of deposits, with occasional structured
securities. The amendments will take effect on July 1, 2012.????? B/E has become a frequent tool for fund raising by financial institutions, offering returns similar to those of deposits, with occasional
investor education, market disciplines and industry participations. Duty performance of company directors and executives is closely monitored to ensure compliance with corporate governance, protection of
asset business operators are required to hold net capital at an amount of no less than “minimum capital” based on value of custody of clients’ assets. This move aims to cope with damages if cyber
benefits related to any financial product sellers. Such advice must be made online via website or electronics channels with a feature for general people’s participation for comments.Investment advisors
monitoring and coordinating with the business operators, we have found that they have implemented their BCP to manage possible impacts of COVID-19 and opened an alternative site or installed remote working
an opening remarks. The online training is in accordance with the physical distancing guidelines to help reduce and prevent the spread of the coronavirus disease 2019 (COVID-19).This online training
companies while maintaining audit quality in line with international standards. The essence of the proposed amendment covers the following matters: (1) To reduce the overall audit performance period to be