loss due to price volatility, cybersecurity risk, risk on personal data leakage, and exploitation as a money laundering tool. The SEC Board has therefore considered exercising authority within the scope
, officer or employee of that exchange or center; (6) extends scope of prohibitions against unfair practices to cover trading of securities in all trading platforms or venues. The consultant paper
outside the scope of supervision of the SEC is available at https://market.sec.or.th/public/idisc/th/InvestorAlert. For inquiries or reports of leads or suspicious acts, please contact SEC Complaint
นี้ไม่ชัดเจนว่าจะเป็นการตัดหรือจำกัดความรับผิดของผู้ประกอบธุรกิจตามข้อ 10 ของประกาศหรือไม่ ดังนั้น เพื่อให้เกิดความชัดเจน ผู้ประกอบธุรกิจจึงควรระบุ scope ของการจำกัดความรับผิดไว้เพื่อไม่ให้เป็นการขัดกับ
financial statements for Q1/2016 and Q2/2016 because the auditing scope was limited by the company’s executives. Consequently, the auditor was unable to find sufficient evidence to justify the management’s
disclaimer and expressed a qualified opinion on the said financial statements because the scope of the audit was limited by the companies’ executives. Both AIE and AI must submit the corrected and audited
. 2. Scope of Agreement under HK-TH MRF MoU HK-TH MRF MoU specifies the scope of agreement between SFC and SEC concerning mutual recognition of laws and regulations and the scope of cooperation to
aforementioned MoU between both governments. 2. Scope of Agreement under HK-TH MRF MoU HK-TH MRF MoU specifies the scope of agreement between SFC and SEC concerning mutual recognition of laws and regulations and
: • Investor focus • Global baseline • Sustainability scope, starting with climate • Building on existing frameworks (incl. TCFD) • The IFRS formed the International Sustainability Standards Board (ISSB) to
AI to rectify their 2014 financial statements as the auditors were unable to express opinions due to limitation on scope of audit imposed by the companies’ managements arising from lack of efficiency