prepare and submit On-Going Capital Requirement (CAR report) of November 2022 within DECEMBER 8, 2022 However, FL prepared and submitted the On-Going Capital Requirement (CAR report) of November 2022 to the
Securities Brokerage : Investment Units, had duties to prepare and submit the financial statement for first period of six months of the year 2023 within October 2, 2023 However, FL prepared and submitted the
specified in the notification of Ministry of Finance which is prior to February 12, 2024. However, Satochi submitted a request for approval of major shareholder to the SEC office on March 18, 2024. DAB Act
Office within the next business day. However, Phillip Asset Management Company Limited prepared and and submited Form A-2 late in 3 cases, namely Form A-2 for the July 31, 2023, October 2, 2023, and
within the period specified in the notification of the Securities and Exchange Commission which is within February 29, 2024. However, Coins Th submitted an annual compliance report for the year 2023 to the
Stock Exchange of Thailand (“SET”) within 18 March 2024. However, PICO submitted the financial statement for Q1 year 2024 to the SET on 1 April 2024. later than the period specified in the notification
through the transmission system of the SEC office within 18 March 2024. However, PICO submitted the MD&A for Q1 year 2024 to the SEC office on 1 April 2024. later than the period specified in the
system of the Stock Exchange of Thailand (“SET”) within the period specified by the Capital Market Supervisory Board which is within February 29, 2024. However, MILL submitted the financial statement for
through the transmission system of the Stock Exchange of Thailand (“SET”) within the period specified by the Capital Market Supervisory Board which is within February 29, 2024. However, MILL submitted the
Kanokpailin has the duty to prepare and disclose a report regarding her holding securities and the changes to such holdings (Form 59-2) within November 23, 2020. However, Miss Kanokpailin failed to prepared and