as a chief legal counsel for KARAT?s takeover deal before it was publicly disclosed.Following the results from the investigation on the trading of Grand Asset Development Plc. ("GRAND") shares in 2006
Cryptocurrency is a financial innovation that is exposed to high volatility. Investment in this digital asset thus requires knowledge and understanding and a risk profile that is not so sensitive to investment loss. The SEC is therefore proposing to specify the qualifications of cryptocurrency investors to ensure proper investor protection mechanism in consistent with the level of risk related to the product. In essence, the public consultation is on the proposed qualifications of cr...
securities companies on account of failing to submit evidence of securities trading orders in the form of recorded tapes of phone conversations with their clients. Pursuant to the SEC Notification
Trading Point Holdings Ltd. Website: www.xm.com : Unlicensed securities and derivatives business (Disclosure Date : 22/02/2017)
Al-Amanah Trading Fund Website: www.alamanahtradingfund.com : solicitation to invest in Ponzi scheme (Disclosure Date : 27/06/2014)
New Trading Service Co.,Ltd. Website: www.ngm-trading.com : Unlicensed securities and derivatives business (Disclosure Date : 03/01/2013)
Facebook Page อ้างชื่อ GSB Trading : Unlicensed securities and derivatives business (Disclosure Date : 05/01/2024)
Seandar Trading Co.,Ltd. Website: www.farmarkets.com : Unlicensed securities and derivatives business (Disclosure Date : 21/01/2013)
Facebook Page ชื่อ Stable stock trading : Unlicensed securities and derivatives business (Disclosure Date : 09/01/2024)
Line open chat ชื่อ Stock Learning Trading Group166 : Unlicensed securities and derivatives business (Disclosure Date : 18/01/2024)