appropriate amount of paid-up registered capital by taking into account the nature of business and associated risks can lighten the burdens of intermediaries, especially small-sized securities companies or

SEC Secretary-General Ruenvadee Suwanmongkol said that while everyone is practicing social distancing to control and mitigate the impacts of the Coronavirus disease (COVID-19), small-and medium

Bangkok, December 4, 2014 ? The SEC is seeking public comment on a proposal on crowdfunding supervision, aiming to introduce a new fundraising channel for small and medium sized enterprises in

papers for shares issued by small and medium sized companies.?The SEC realizes underwriter?s important roles in relation to investors? investment decision making and credibility of Thai capital market. As

raising channel for start-ups, small and medium-sized enterprises (SMEs) and technology-based and creative businesses as well as business restructure to have access to financial support from investing

information in a timely manner. The key points of the amendment are as follows:    1) Extending the reporting period for small transactions involving changes to securities holdings and allowing the

Achievements in 2003 ● 2004 - 2007 Strategic Plan Achievements of the SEC in line with the 4 Strategic Goals 22 GOAL 1 Develop the Thai Capital Market as an Important Alternative for Fund Mobilization and

ซื้อหนวยลงทุนจํานวนนอยกอน (“small lot first”) 1.2 เสนอขายและจัดสรรใหแกผูจองซื้อพิเศษ หรือ sponsor (เจาของ ผูใหเชา ผูโอนสิทธิ การเชา หรือผูใหสิทธิในอสงัหาริมทรัพย ที่กอง 1 จะลงทุน หรือกลุม

enhancing the sustainable growth of the Thai capital market as well as encouraging people of all generations to view capital market as their investment choice. Importantly, providing the business sector

Covered Funds are prepared in Chinese, are these documents required to be translated into English and Thai when a Hong Kong Covered Fund seeks SEC approval? The constitutive documents and financial reports