for several persons who use services of such financial institutions or several levels through an omnibus account; (e) monitor the clients’ execution of transactions closely. While reviewing and revising
clients’ execution of transactions closely. While reviewing and revising the clients’ information under Paragraph 1(3) is in process, the intermediary shall provide services to the clients with regard to
clients’ execution of transactions closely. While reviewing and revising the clients’ information under Paragraph 1(3) is in process, the intermediary shall provide services to the clients with regard to
62 In the execution of his duties, a competent official shall have the following power to: (1) enter into business place of a trustee or the place where the data of a trustee is collected or processed
any requirement of such laws. Chapter 7 Competent Official _____________ SECTION 62 In the execution of his duties, a competent official shall have the following power to: (1) enter into business place
execution of his duties, a competent officer shall have the following power to: (1) enter into the business place of a trustee or the place where the data of a trustee is collected or processed during the
ให้บริการ (execution, delivery and product management) หมายเหตุ : 1 ให้บริษัทจัดทำและจัดเก็บข้อมูลไว้ที่ทำการเป็นประจำทุกปีภายในวันที่ 31 มกราคมของปีถัดไป 2 มูลค่าความเสียหายที่เกิดขึ้นให้หมายความรวมถึง
การให้บริการ (execution, delivery and product management) หมายเหตุ : 1 ให้บริษทัจดัท าและจดัเก็บขอ้มลูไวท่ี้ท าการเป็นประจ าทุกปีภายในวนัท่ี 31 มกราคมของปีถดัไป 2 มูลค่าความเสียหายท่ีเกิดขึ้นใหห้มายความ
transaction with the best execution for the fund or being vital and beneficial to the fund at that particular time; (2) being an at arm’s length transaction; and (3) in cases where such transaction is cross
transaction with the best execution for the fund or being vital and beneficial to the fund at that particular time; (2) being an at arm’s length transaction; and (3) in cases where such transaction is cross