Section 230 Securities and Exchange Act B.E. 2535 Section 230. Securities companies may jointly establish an association related to securities business with an object of promoting, without seeking
Section 112 Securities and Exchange Act B.E. 2535 Section 112. In operating the business of securities brokerage, a securities company shall enter into a written agreement with the customers who
, violating Section 90 of the Securities and Exchange Act B.E.2535. The Criminal Court dismissed the case. SEC Act S.90 Criminal Complaint Filed with an Inquiry Official Dated 31/07/2013
proper licenses granted, violating Section 90 of the Securities and Exchange Act B.E.2535. The Criminal Court dismissed the case. SEC Act S.90 Criminal Complaint Filed with an Inquiry Official Dated 31
N.A.T. (Thailand) Company Limited N.A.T. (Thailand) Company Limited (N.A.T.) operated derivatives business without obtaining license from the SEC, in violation of the Derivatives Act B.E. 2546 (2003
Mr. Teerayut Hemput Mr. Teerayut Hemput operated derivatives business without obtaining license from the SEC, in violation of the Derivatives Act B.E. 2546 (2003), Section 16 and subject to sanctions
breach of the Securities and Exchange Act B.E. 2535. SEC Act S.33 Settlement Committee Meeting No. 2/2022 Settlement Committee Order No. 44/2022 Dated 28/02/2022
breach of the Securities and Exchange Act B.E. 2535. SEC Act S.33 Settlement Committee Meeting No. 5/2022 Settlement Committee Order No. 70/2022 Dated 05/05/2022