Facebook Page ชื่อ Stock and stock market analysis : Unlicensed securities and derivatives business (Disclosure Date : 22/11/2023)
burden to investors, which could develop into an obstacle for accessing investment services and products in the capital market. SEC therefore is proposing the regulations on the use of a single form for
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The Securities and Exchange Commission (SEC), led by Secretary-General Pornanong Budsaratragoon and executives, made a charitable donation of 600,000 Baht to support Friends in Need (of "PA
of funds. The Federation of Thai SME advocates to be the solid network for SMEs in Thailand. We facilitate the connection among SME entrepreneurs across the country so that they can help each other
Bangkok, May 19, 2015 - The SEC suspended {A}, a securities investment consultant of RHB OSK Securities (Thailand) Plc. (RHB OSK) for failure to keep complete record of trading orders and failure to
According to BBL’s inspection report and SEC’s further investigation, it was found that {A} had submitted false documents to the bank by signing on unit subscription orders for the client in order
/2557 re: Regulations for Personnel of Business Operators in the Capital Market dated June 3, 2014. The SEC therefore suspended {A} from his duty as the approved securities investment consultant for 3
advice in relation to the SEC rules and regulations and disclosable information for a more efficient investor rights exercising process”, said the SEC Secretary-General.The SEC has continuously supported
Bangkok, May 6, 2014 ? The SEC supports Thaipat Institute to develop ?the first CSR and Anti-corruption progress indicators for Thai listed companies?, with a six level assessment of 0-5. In the