reports have been finalized? If yes, Please describe the policies and procedures. 14 Has the firm established policies and procedures designed to maintain the confidentiality, safe custody, integrity

by KGI # Call Warrant on TCAP Issued by KGI# A TCAP13C2312A 6 Call Warrants on SAFE-O-R Issued by MACQ # Call Warrant on TENCENT Issued by MACQ# A TENCEN28C2311A 6 Put Warrants on SAFE-O-R Issued by

with its returns and risk appetite.  Risk management and control units are responsible for providing independent and objective views on specific risk-bearing activities to safeguard the integrity of the

/executive of the company.   Q: What are specific duties of directors according to the SEA? A: The SEA does not stipulate any specific duties for directors but provides a safe harbor for directors and

by BLS# A TASCO01C2405A 6 Put Warrants on TASCO Issued by BLS # Put Warrant on TASCO Issued by BLS# X TASCO01P2405X 6 Put Warrants on SAFE-O-R Issued by MACQ # Put Warrant on TENCENT Issued by MACQ# A

Issued by YUANTA# A CPALL19C2309A 8 Call Warrants on SAFE Issued by MACQ # Call Warrant on DJI Issued by MACQ # A DJI28C2309A 8 Call Warrants on SAFE Issued by MACQ # Call Warrant on DJI Issued by MACQ# B

Issued by YUANTA # Call Warrant on TCAP Issued by YUANTA# A TCAP19C2311A 6 Call Warrants on SAFE-O-R Issued by MACQ # Call Warrant on TENCENT Issued by MACQ# A TENCEN28C2310A 6 Put Warrants on SAFE-O-R

Issued by KKPS# A STGT06C2401A 6 Call Warrants on SPI Issued by MACQ # Call Warrant on SUNNY Issued by MACQ# A SUNNY28C2401A 6 Call Warrants on SAFE-O-R Issued by MACQ # Call Warrant on TENCENT Issued by

STGT Issued by KKPS# A STGT06C2401A 4 Call Warrants on SPI Issued by MACQ # Call Warrant on SUNNY Issued by MACQ# A SUNNY28C2401A 4 Call Warrants on SAFE-O-R Issued by MACQ # Call Warrant on TENCENT

Warrant on COM7 Issued by KKPS# A COM706C2403A 4 N/A CPALL Issued by KS # Call Warrant on CPALL Issued by KS# A CPALL11C2403A 4 บริษัท เชียงใหม่ริมดอย จำกัด (มหาชน) CRD 4 N/A SAFE-O Issued by MACQ # Call