Representative Office Abroad Securities Company / Derivatives Intermediary 23/07/2013 3. Notification of the Office of the Securities and Exchange Commission  OrThor. 12/2543 Re: Moving of the Securities
Representative Office Abroad Securities Company / Derivatives Intermediary 23/07/2013 3. Notification of the Office of the Securities and Exchange Commission  OrThor. 12/2543 Re: Moving of the Securities
Representative Office Abroad Securities Company / Derivatives Intermediary 23/07/2013 3. Notification of the Office of the Securities and Exchange Commission  OrThor. 12/2543 Re: Moving of the Securities
specified by the Office and may also require an explanation to elaborate or clarify such reports or documents in accordance with the rules and required as specified in the notification of the SEC. The reports
specified by the Office and may also require an explanation to elaborate or clarify such reports or documents in accordance with the rules and required as specified in the notification of the SEC. The reports
upon the recommendation of the SEC has the power to specify conditions with which the license holder shall be required to comply in the undertaking of the securities business. In cases where there has
upon the recommendation of the SEC has the power to specify conditions with which the license holder shall be required to comply in the undertaking of the securities business. In cases where there has
instruction which is a duty required to be performed. SEC Act S.300 Settlement Committee Meeting No. 5/2020 Settlement Committee Order No. 24/2020 Dated 02/09/2020
which is a duty required to be performed. SEC Act S.300 in conjunction with 56(4) Settlement Committee Meeting No. 7/2021 Settlement Committee Order No. 48/2021 Dated 21/12/2021
failure to give instruction which is a duty required to be performed. SEC Act S.300 in conjunction with 56(4) Settlement Committee Meeting No. 7/2021 Settlement Committee Order No. 52/2021 Dated 21/12