your local intermediary, local representative or CIS operator. The copy of this registration statement has been registered by the Office of Securities and Exchange Commission. The effectiveness of this
Office ensures that the service provided by the cloud provider is reviewed on a regular basis. As for hard copy documents and printed materials, the SEC Office scans hard copy documents and printed
อิเล็กทรอนิกส์ ("IPOS-DW") ตามแนวทางและวิธีการที่จัดไว้ในเว็บไซต์ของสำนักงานและยื่นแบบ filing เป็นเอกสารพร้อมลงนาม ("hard copy") 1 ชุด ซึ่งสำนักงานจะแจ้งผลการพิจารณาภายใน 10 วันทำการ และให้แบบ filing ดังกล่าวมีผล
with the following documents: (1) a profile and details of the applicant; (2) a copy of registration certificate as a juristic person or as a group of persons; (3) a copy of financial statement of the
CIS Operator is required to submit a hard copy of a completed Form 69 – CIS annually update to the SEC Thailand within 1 year after the effective date of the previously submitted registration
who makes offerings of either ASEAN NRI CIS (for non-retail investors only) or ASEAN CIS (for public offerings) in Thailand: The CIS Operator is required to submit a hard copy of a completed Form 69
CIS Operator is required to submit a hard copy of a completed Form 69 – CIS annually update to the SEC Thailand within 1 year after the effective date of the previously submitted registration
Covered Fund in Thailand: The CIS Operator is required to submit a hard copy of a completed Form 69 – CIS annually update to the SEC Thailand within 1 year after the effective date of the previously
who makes offerings of the Hong Kong Covered Fund in Thailand: The CIS Operator is required to submit a hard copy of a completed Form 69 – CIS annually update to the SEC Thailand within 1 year after
ASEAN NRI CIS (for non-retail investors only) or ASEAN CIS (for public offerings) in Thailand: The CIS Operator is required to submit a hard copy of a completed Form 69 – CIS annually update to the SEC