=key_filetype%3Aaspx&fq=key_sitemap%3Aintermediaries&start=0&rows=10 1 - 1 of 1 results Sort by: Relevance Date (Newest) Date (Oldest) Thai Knowledge for Capital Market - Intermediaries สินทรัพย์ ดิจิทัล SHARE
=key_sitemap%3Aintermediaries&fq=key_filetype%3Aaspx&start=0&rows=10 1 - 1 of 1 results Sort by: Relevance Date (Newest) Date (Oldest) Thai Knowledge for Capital Market - Intermediaries สินทรัพย์ ดิจิทัล SHARE
person who has authorized the management of the private fund using knowledge and competence as a professional. SEC Act S.134 paragraph 2 and paragraph 3 in conjunction with 133 paragraph 1 Criminal
(UNOFFICIAL TRANSLATION) Qualifications of Applicants for Approval of Investment Consultant on General Products No. Relevant Knowledge Qualifications List of Required Examinations1 (1) Fundamental
investor access to information prepared by professionals with understanding of foreign products for investment decision-making. With respect to movement to a host country, professionals approved by the
The webinar aimed to equip professionals in the Thai capital market with a fundamental understanding of ESG factors and the knowledge of how to provide ESG-related services to their clients, as well
sustainability. ---------------------Note: The research paper was presented under the Memorandum of Understanding between the SEC and Chulalongkorn University, Thammasat University, Kasetsart University and
customer’s knowledge and understanding, branch mentioned in the complaint, type of securities commonly named in the complaint, and amount of time the operator spent to resolve the problems, etc., will be
has become effective since 1 October 2022. This is to enhance investors’ knowledge and understanding of the characteristics and risks of the products, and build the ability to accept risks and access a
understanding of their roles and building their readiness for discharging duties more efficiently and effectively. Additionally, the SEC reviewed the accuracy of financial reports of listed companies, supervised