, the investment advisory company shall notify the customer that securities investment may encounter both of the return and risk, regardless of the usage of advice from the investment advisory company

Company, wishes to raise funds through an increase of its registered capital and offer such newly issued ordinary shares to the public by an initial public offering (the “IPO”) and subsequently list its

: 02-455-2763 3. Nature of the transaction CAZ will apply to be listed on the mai in order to raise funds by offering its shares through the IPO. CAZ intends to increase its capital from Baht 100,000,000

raise independence issues. (Non-audit service) 3. High Risk Industries Resource, extractive, mining, oil and gas industries : • The current issue is not necessarily going concern but the issue is more

(f) changes to policies and procedures C2 Does the firm have channels for firm personnel to raise any concerns in a manner that enable them to come forward without fear of reprisals? If yes, please

September, which approved the promotion of social enterprises to be able to raise funds for the development of communities, societies, and the environment.SEC will further collaborate with the OSEP in

in as it helps raise investment demands that give equal weight to financial returns and sustainable economic and social development. Meanwhile,  on the supply side, the Map helps promote businesses

greater alignment with TCFD-aligned disclosure in Thailand The collaboration between CDP and the SEC will run throughout 2022 and is part of the SEC’s ambition to raise awareness and encourage business

practices.Presently, over 200 companies have not yet disclosed their intent against corruption. The SEC will therefore plan to raise awareness among them for future assessment,? Vorapol added.Pipat Yodprudtikan

Institute (FPTI), and (5) Securities and Exchange Commission (SEC) as an academic supporter. The objective of this seminar is to raise awareness of government and private sectors in protecting personal