principles and guidelines for policy making, from investment decision-making to close monitoring of invested companies. Fund managers can also contribute by improving monitoring measures or teaming up with
guidelines for improving key areas of CG implementation by Thai listed companies. Several other projects have been initiated to promote tangible results such as the revision to Form 56-1 and Annual Report
registers for different types of unitholders. Other asset management companies are improving their internal work systems to facilitate the transfer service as well.
infrastructure initiative of the Thai Capital Market is a project initiated by SEC and launched on 3 September 2019 with the objective of improving the efficiency of the Thai Capital Market by adopting digital
Strategic Plan in the area of sustainable development. For example, improving the quality of ESG data of listed companies via 56-1 One Report, the listed companies’ disclosure assessment, and the
) Improving the Data Environment: ESG disclosure which has quality in accordance with international disclosure standards is crucial for making and monitoring financial decisions, as well as devising financial
statements every six months, from once a year, (4) improving the characteristics of the summary of important information of bonds, which are called “factsheets”, to become more precise, concise, attractive
supporting documents via electronic system (OFAM) without the requirement for hardcopy submission to SEC; (5) Improving guidelines for supervising compliance of securities brokers and dealers of non
Fund Management and Fund Voting 4/10 • Enhancing mutual fund management supervision for better protection of unitholders’ interests • Improving fund voting mechanism for asset management https