are measurable improvements in KPIs on to which Issuers commit to a predefined timeline SLBP means Sustainability-Linked Bond Principles which are voluntary process guidelines issued by the ICMA, as
and regularly monitor portfolio climate risks, including physical risks. Identify approaches to mitigate direct and indirect material risks. Conduct a 1.5°C and 2°C scenario analysis including
and inspecting in compliance with the process stipulated under (1), (2) and (3) by the intermediary ; (b) rectifying or taking any action if the communication and provision of services is found to be
compliance with the process stipulated under (1), (2) and (3) by the intermediary; (b) rectifying or taking any action if the communication and provision of services is found to be inconsistent with the
compliance with the process stipulated under (1), (2) and (3) by the intermediary; (b) rectifying or taking any action if the communication and provision of services is found to be inconsistent with the
investment universe. These policies should be communicated to clients and beneficiaries in plain and understandable language. 2.2 Active monitoring Institutional investors should monitor closely the companies
Questionnaire No. Particulars Firm's Reference /Guidance Notes Description 1 Does the audit firm design and implement the risk assesment process that includes the identification of quality objectives
out in the SEC Circular and all outstanding issues are addressed to the satisfaction of the SEC by such time. During the application process, all changes to any subsequent draft documentation must be
SHARE : SEC public hearing on proposed amendments to the digital asset business licensing process and draft regulations concerning creditability of digital asset business operators Tuesday 9 January 2024
rules governing dispute settlement between retail investors and intermediaries to adjust the arbitration process in line with the current economic environment, international standards and relevant laws