Securities Brokerage : Investment Units, had duties to prepare and submit the financial statement for first period of six months of the year 2023 within October 2, 2023 However, FL prepared and submitted the
Office within the next business day. However, Phillip Asset Management Company Limited prepared and and submited Form A-2 late in 3 cases, namely Form A-2 for the July 31, 2023, October 2, 2023, and
Miss Phichaveer Puatunyawong in the compliance unit to the SEC Office through a system prepared on the website of the SEC Office within 7 business days as from the occurrence of such circumstance
and the Stock Exchange of Thailand within May 15, 2017 but TSF was prepared and submitted the reviewed financial statements for Q1/2017 which reviewed by an auditor who didn?t appointed by the
. Yayah Adnan Ahmad in the compliance unit to the SEC Office through a system prepared on the website of the SEC Office within 7 business days as from the occurrence of such circumstance. However, Krungthai
Evolution Capital Public Company Limited Evolution Capital Public Company Limited (E), a securities issuer, prepared and submitted the inaccurate annual registration statements for the year 2012
September 2021. However, JCKD prepared and submitted the financial statements for the six-month periods ended 30 June 2021 on 5 May 2022, which failed to prepare and submit the financial statements for the
2018 (Form 56-2) within 30 April 2019 as specified by the notification of the Capital Market Supervisory Board. However, INGRS prepared and submitted the annual report for the year 2018 (Form 56-2) on 11
together with an interim management discussion and analysis (“MD&A”) within 14 August 2019 as specified by the notification of the Capital Market Supervisory Board. However, PAE prepared and submitted