Assistant Secretary-General in 2011.Meanwhile, the SEC Board approved changes in the line of command, effective from October 1, 2014. (see the organization chart: http://www.sec.or.th/EN/AboutUs/Pages
Bangkok, August 14, 2014 ? Vorapol Socatiyanurak, SEC Secretary-General revealed that the Capital Market Supervisory Board approved the streamlining of structured notes regulations to boost
SEC therefore suspended {A} from duty as approved capital market investment consultants for one month.
Bangkok, February 16, 2006 ? The SEC has decided to suspend a former fund manager from the list of approved persons and to penalize an asset management company for inappropriate management of mutual
Bangkok, February 2, 2007 ? The SEC has suspended Phornphimon Lertithibaht from the approved list of investor contacts functioning as marketing officers for a period of six months starting from
The SEC approved the 2004-2007 strategic plan covering supervision and development in the area of equity market, debt instrument market, mutual fund, and futures exchange. This aims at fortifying
? rights, the SEC approved draft revised rules concerning (1) number of underlying shares for convertible debentures and (2) written notice calling for shareholder meeting as follows: 1. Number of