in the Civil Court for payment of the maximum civil penalty. As a result of the civil sanction, the three offenders, who are currently holding the position of director and executive of a listed company
Provident Fund (AOP) are in the process of encouraging and promoting other provident funds to implement the I Code in the future.SEC had been consistently encouraging the PVD to provide the maximum
Attorney to file a civil lawsuit with the Court and petition the Court to enter a judgement against that offender for maximum civil sanctions as prescribed by the SEA. ______________________ Note: All
the Court and petition the Court to enter a judgement against that offender for maximum civil sanctions, as prescribed by the SEA. ________________________________
criteria for retail investors, including the maximum investment amount of 300,000 baht for each offering. In addition, a maximum limit on the amount to be offered to retail investors for each offering is
the Report on the Observance of Standards and Codes (ROSCs) project co-organized by the International Monetary Fund and the World Bank, both on the issue of corporate governance and securities
following conditions and have been passed for not more than 2 years as of the application date: 1.1 organized or accepted by the SEC Office; 1.2 internationally organized and accepted by the SEC Office. In
. − ✓ Except those having passed CISA Level 3. − − Remark 1 The eligible courses must meet any of the following conditions and have been passed for not more than 2 years as of the application date: 1.1 organized
management, etc. 22 The eligible courses must meet any of the following conditions and have been passed for not more than 2 years as of the application date: 1.1 organized or accepted by the SEC Office; 1.2
the following conditions and have been passed for not more than 2 years as of the application date: 1.1 organized or accepted by the SEC Office; 1.2 internationally organized and accepted by the SEC