board members, directors, executives, employees and workers of the SEC, the Stock Exchange of Thailand, over-the-counter center and derivatives exchange shall not be entitled to obtain the bounty.The
and application for bounty or gratuity, consideration on entitlement to obtain bounty, procedures for bounty and gratuity payment, proportion of bounty and gratuity and criteria for obtaining bounty and
2015 and 2016 were restated because fictitious revenue had been recorded. The SEC reviewed Patamavan’s engagement performance as NMG’s auditor and found that she failed to obtain reliable evidence that
known as robo-advisor, service to be offered to investors next year. Robo-advisor has gained popularities in many foreign capital markets as it offers investors ability to obtain lower cost investment
Early this year, SEC held public hearings to obtain views on establishing rules that require companies issuing IPOs to disclose information related with the offering for sale of their securities
of their salespersons. Moreover, the rule will introduce more convenient tools and channels for investors to obtain better understanding on products being offered to them in order to make well-informed
committees to obtain sufficient qualitative information from audit firms to support the selection of suitable auditors for the size and complexity of their business, ensure transparency, and promote the
, digital asset business operators in Thailand are required to obtain a license under the Emergency Decree on Digital Asset Businesses B.E. 2561 (2018) and to be regulated by the SEC Office to ensure that
channel for REIT to obtain a loan at a lower cost with more flexibility while more financial product variety will serve investors with further investment choices. In addition, the new regulations will help
obtain the bounty and gratuity under Section 315/1 of the SEA. The consultation paper is available on www.sec.or.th. Stakeholders and those interested in the proposal are welcome to submit comments through