failure to prepare and submit the financial statement for the year 2019 within the specified period by the notification of the Capital Market Supervisory Board. SEC Act S.300 in conjunction with 56(2

Mr. Ziriwat Anunkusri On April 27, 2010, Mr. Ziriwat Anunkusri colluded with Mr. Choavalit Limpanich and Mr. Yanyong Nitisaroj in illegally purchasing STPI shares through his trading account that Mr

settlement of such purchase for Mr. Swake Srisuchart?s benefit. SEC Act S.241 in conjunction with Section 86 of the Penal Code Settlement Committee Meeting No. 5/2013 Settlement Committee Order No. 47/2013

) through the transmission system of the Stock Exchange of Thailand within the period specified in the notification. However, the Form 56-1 for the year 2018 were later filed with the SET on April 2, 2019

in conjunction with 56(4) Settlement Committee Meeting No. 7/2021 Settlement Committee Order No. 44/2021 Dated 21/12/2021

Miss. Tanaporn Piyavechvirat Between October 2, 2009 and December 30, 2009, Ms. Tanaporn Piyavechvirat acted together or was acting in concert with Mr. Derake Vongchinsri, Mr. Thanapan

AEC Securities Public Company Limited Between December 28, 2018 and May 25, 2020, AEC Securities Public Company Limited, as a securities and derivatives broker, failed to maintain net capital in

;), shall be liable for STHAI?s failure to prepare and submit the annual registration statement for the year 2018 (Form 56-1) through the transmission system within the period specified in the notification

his holding of SVI securities but failed to prepare and disclose report on change in his holding to the SEC Office within the period specified in the notification of the Capital Market Supervisory Board

Mr. Phonlasit Phumiwasana Between October 6, 2009 and November 5, 2009, Mr. Phonlasit Phumiwasana, who acted together or was acting in concert with Mr. Derake Vongchinsri, Mr. Thanapan