regulatory association. The main focuses of the proposed regulations are as follows:        (1) Application for approval and granting of approval for the association: An applicant shall be granted an approval

and limited brokers, dealers and underwriters (LBDUs).The main objective of the proposed amendment is to allow juristic persons to act as selling agents for the aforesaid intermediaries, as opposed to

and limited brokers, dealers and underwriters (LBDUs).The main objective of the proposed amendment is to allow juristic persons to act as selling agents for the aforesaid intermediaries, as opposed to

companies whose shares are held by the public.The main objectives of the proposed rules are (1) taking action against existing executives who act improperly, and (2) preventing inappropriate acts of seeking

คืบหน้าของโครงการในเรื่องต่าง ๆ เช่น การได้รับอนุมัติสนับสนุนโครงการจากกองทุนส่งเสริมการพัฒนาตลาดทุน (CMDF) การสรรหาผู้พัฒนาและบริหารจัดการโครงการ (main operator) ความคืบหน้าในการพัฒนาระบบ เป็นต้น รวม

Broadcasting and Telecommunications Commission, (8) the Anti-Money Laundering Office, and (9) the Thai Alliance against Ponzi Schemes. The main objective of the multiparty collaboration is to prevent and

Agricultural Cooperatives to organize seminars for farmers.” This seminar comprised three main sessions: a lecture on “Capital Market for the Public,” a seminar on “SMEs’ Road to the Thai Capital Market

recognized by the SEC and have been listed on the main boards of such exchanges at least for one year, they will be deemed to have been satisfied the criteria comparable to those of the SEC. The revision aims

Thai incorporated companies and foreign companies not listed on specified main board of foreign exchanges. The proposal aims at enhancing investor protection while pushing securities issuers to rectify

This regulatory guillotine discussion is the first in the virtual talk series under the theme, “How to Regulate to Earn Investor Confidence and Global Competitiveness.” The main objective is to