The four persons under the criminal complaint were: (1) {A}, then {X1} Vice President, Vice Executive President, Chief Executive Officer and Managing Director, (2) {B}, then {X1} Executive

that such director or manager is granted approval from the SEC;(2) In cases where a securities company appoints an executive of another securities company as its executive (cross director), such

Unofficial translation FORM 35-E3 Letter of Request for Checking the Director and Executive Qualification (Inspection of the director and executive’s qualification on the individual’s request

Mrs. Thiphawan Suthathipkun Mrs. Thiphawan Suthathipkun held more than 5 percent of TRUBB’s shares, a wife and mother of a director and executive of Thai Rubber Latex Corporation (Thailand) Public

market price. As director and executive of the company at the time, Kitti disclosed such insider information to Kongpat, his nephew-in-law, even though he knew or should have known that Kongpat could

market price. As director and executive of the company at the time, Kitti disclosed such insider information to Kongpat, his nephew-in-law, even though he knew or should have known that Kongpat could

Mr.Pongsak Lothongkam During June 2018, Mr.Pongsak Lothongkam while being chief executive officer, director and managing director of SVI Public Company Limited (SVI), knew or possesed the inside

Miss Nontiya Ponlawat During June 2018, Mr.Pongsak Lothongkam while being chief executive officer, director and managing director of SVI Public Company Limited (SVI), knew or possesed the inside

Chunhajinda who was an executive of PHOL and a PHOL’s subsidiary called PHOL Water Company Limited. Subsequently, on 26 December 2016, she sold PHOL-W1 prior to the disclosure of such inside information to the

Chunhajinda who was an executive of PHOL and a PHOL’s subsidiary called PHOL Water Company Limited. Subsequently, during 16 December 2016 to 22 February 2017, she sold ordinary shares of PHOL prior to the