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explanation to the SEC accordingly. In performing duties, investment consultants can send trading orders only when obtaining instructions from the clients. They are not allowed to make securities

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=5258

SEC is to revise regulations on capital requirements for asset management companies that manage property funds or infrastructure funds, trust managers and trustees

SEC is proposing to amend the regulations on the capital requirements for asset management companies that manage property funds or infrastructure funds, trust managers and trustees of REITs or

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8334

SEC issues guidelines for holding AGMs of listed companies and considers extension to the AGM deadline for property funds, infrastructure funds and REIT amid COVID-19 outbreak

extension of AGM holding of property funds, infrastructure funds and REITs, or a permission to use other alternative measures. In any case, being unable to comply with the AGM Checklist due to the COVID-19

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8060

SEC Thailand’s Public hearing on the amendment the rules relating the deposit in lieu of performance of obligation for liquidation of the property funds and infrastructure funds.

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=785

SEC jointly with private sector launches ?A thousand baht, Start a journey to your dream? to boost saving and investment discipline

working-age population?s self-discipline in saving and making monthly investment in the participated mutual funds at a minimum 1,000 baht a month to reach their medium and long-term goals for retirement. At

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=5313

Finance Ministry and investment management industry launch Thailand ESG Fund as an initiative for enhancing financial wellness, market competitiveness and national sustainability

, for the purchase of units of any Thai ESG Funds on the condition that they hold the investment units for a minimum of eight years from the date of purchase. All Thai ESG Funds mainly invest in

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10325

SEC and AIMC discuss policy directions for developing asset management business as a mechanism for promoting long-term savings and sustainable investment

-oriented support to the fund industry to promote long-term investment in mutual funds, aiming to foster financial well-being for youth education as well as post-retirement living. Additionally, a focus is

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10248

SEC penalizes an investment consultant for accepting an investor’s assignment to make trading decisions and fabricating that certain trading orders are sent by the investor

funds for institutional investors or ultra-high net worth investors, investment units of mutual funds investing in derivatives, hybrid products, structured notes and derivatives.

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8167

SEC exempts fees related to the establishment of SRI Fund and amendment to mutual fund scheme to be designated as SRI Fund in promoting sustainable and responsible investment

Ms. Ruenvadee Suwanmongkol, SEC Secretary-General, said: “As a capital market regulator, the SEC recognizes the importance of encouraging sustainable and responsible investment and it is the capital

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=9806

The SEC sanctions three investment consultants

Bangkok, May 25, 2015 ? The SEC suspended {A}, {B} and {C}, the investment consultants of Finansia Syrus Securities Public Company Limited. Following the examination report of Finansia Syrus

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=5934