the client mutual fund investment advice describing that the principal would not be affected. The said advice was given, even though the client made investment in a mixed fund having medium to high risk
who is able to provide consultation to investors on capital market products not having complex characteristics as well as the product having high-risk or complex characteristics.
The amended rules on approval of ICO portals give the applicants more flexibility and reduce risk on developing/investing in high-cost work systems while the approval process is underway
, possess wealth that meets the criteria, and are able to accept high risk associated with the trading situation of SMEs and startups. The governing rules and regulations are expected to take effect within
company adopts the company’s objectives, goals, and strategies, applying high ethical, environmental and social standards, and contributes to the sustainable growth of the company. Principle 5.3 The board
detailed information relating to the issuing company of the securities and the conditions of securities, including the suitability for investment and the relevant risk exposure. The effectiveness of this
suitability for investment and the relevant risk exposure. The effectiveness of this registration statement neither represents that the Ministry of Finance of Thailand, the Securities and Exchange Commission or
holdings—most of which are high-quality—at lower than fair value prices, impacting the funds’ value. This rapid decrease in the funds’ value might lead to further sell of other mutual funds and result in
% - 15% 15% - 25% > 25% !!#: 'R" Rก[[ ̂^ ^ก"(_ก " (SD) #$Rกก"[_ ! 5 $ 2 /6=กก ก0=ก5? M1:ก5/ 9 S (High Issuer Concentration Risk) ก" ก"%Rก# ̂ก#"J"" 5H /1 ≤ 10% 10% - 20% 20% - 50% 50% - 80% > 80
Frequency Trading (HFT) Regulatory Framework HFT ท าให้รายย่อยเสียโอกาสในการซื้อขาย DW? 17 "The high market volatility is a risk beyond our control, but HFT is a challenge we can cope with as DW issuers by