Help Center is a one-stop service center for public inquiries and complaints pertaining to licensed businesses and entities in the Thai capital market. Our services include provision of information and
supervision under the authority of multiple agencies as seen in the following areas: Securities trading The Ministry of Finance had the power to regulate securities trading on the Stock Exchange of
prepared in accordance with the format and contents provided herein . On-going requirements of CIS Operator The followings are on-going requirements for CIS Operator who makes offerings of either
(Codified) Public Offering (PO) Secondary Public Offering (SPO) Private Placement (PP) of shares: in case of a non-listed company in the stock market Offer to sell shares at a discount Fund Raising for
found in various jurisdictions raised serious concerns among capital market regulators on the quality of financial statements and more stringent quality control on audit work has been imposed to regain
Program (DAP 7/2004) Thai Institute of Directors Association Director Certification Program (DCP 33/2003) Thai Institute of Directors Association Certificate, Capital Market Academy Leadership Program, The
Social Responsibility Committee, The Stock Exchange of Thailand CEO and President, CIMB Thai Bank PCL . Chairman, Sathorn Asset Management Co . , Ltd. Governor, Member of the Audit Committee and Member of
Program (DAP 7/2004) Thai Institute of Directors Association Director Certification Program (DCP 33/2003) Thai Institute of Directors Association Certificate, Capital Market Academy Leadership Program, The
Social Responsibility Committee, The Stock Exchange of Thailand CEO and President, CIMB Thai Bank PCL . Chairman, Sathorn Asset Management Co . , Ltd. Governor, Member of the Audit Committee and Member of
passed by the unitholders (1) In case of amalgamation/merger of the mutual fund with the same investment policy and level of risk spectrum, must obtain majority resolution by unitholders of each fund