which objectives is for promoting and supervising derivatives intermediaries, having obtained an approval [for establishment] from the Securities and Exchange Commission. 2 The Law on Financial
e-service Online Submission Derivatives Dealing Registered Derivatives Dealer | Licensed Derivatives Dealer Securities Businesses Company Name Head Office 1. BUALUANG SECURITIES PUBLIC COMPANY
trading orders outside the intermediary’s offices every calendar year, which has the details of venues, dates, time, and scope of services. Such report shall be kept at the intermediary’s head office for at
establishment] with the SEC Office; [or] (2) an association relating to supervision of derivatives intermediaries, of which objectives is for promoting and supervising derivatives intermediaries, having obtained
Microsoft Word - KWM 001-2561 EN MD&A Q2_2561_Rev01 K. W. METAL WORK PUBLIC COMPANY LIMITED Head office 259/83 Sukhumvit 71 road, Phrakhanong-nur, Wattana, Bangkok Branch 1 300/142 Moo. 1 Tambon
Corpo- ration for their financial contribution. This Report was prepared by Fianna Jesover, Senior Policy Ana- lyst, OECD with the oversight of Grant Kirkpatrick, Deputy Head, Corporate Affairs Division
Offering “listed co.” บริษัทจดทะเบียนในตลาดหลักทรัพย์แห่งประเทศไทยหรือ ในตลาดหลักทรัพย์ต่างประเทศ “non-listed co.” บริษัทที่ไม่ใช่ listed co. “head of IB department” ผู้ดำรงตำแหน่งผู้อำนวยการฝ่ายหรือเทียบ
that the operation of the securities company follows laws on securities and exchange and notifications issued by virtue of such laws. In performing duty in supervising the securities company under the
that the operation of the securities company follows laws on securities and exchange and notifications issued by virtue of such laws. In performing duty in supervising the securities company under the
supervising the securities company under the first paragraph, the supervisor may authorize other company to perform such duty if the securities company is able to demonstrate that the authorized company is able