conduct approved by the board of directors or the executive board of directors of the securities company . Clause 5 A securities company shall establish measures for preventing an access to insider
of directors or the executive board of directors of the securities company. Clause 5 A securities company shall establish measures for preventing an access to insider information between work units and
10% of the total number of voting shares of any juristic person. “executive” means a manager, the first four executives below the manager, and every person with a position equivalent to the fourth of
not executive management or controlling shareholders from the past until current and shall not be after the acquisition of SEL. Thus, such transaction is not considered as a connected transaction
capital market. “ license under regulatory sandbox ” means a license for establishing a securities trading center under regulatory sandbox . “ executive ” means a manager, deputy manager, assistant manager
market. “license under regulatory sandbox” means a license for establishing a securities trading center under regulatory sandbox. “executive” means a manager, deputy manager, assistant manager
Office to participate in a regulator sandbox in accordance with this Notification. “ executive ” means a manager, deputy manager, assistant manager, departmental director or any equivalent position called
in a regulator sandbox in accordance with this Notification. “executive” means a manager, deputy manager, assistant manager, departmental director or any equivalent position called otherwise, and shall
, Passport Number : Expiry Date : will be appointed by [specify company’s name] , having its principle office located at Tel. as the company’s director/executive, I hereby give my permission to the SEC Office
: What will make them work in Asia” พร้อมแลกเปลี่ยนประสบการณ์และมุมมองต่อการขายกองทุนรวมข้ามประเทศ ร่วมกับผู้แทนจากประเทศต่าง ๆ อีก 4 ประเทศ อาทิ Mr. Rob Everett, Chief Executive จาก Financial Markets