a clear business plan, audited financial statements, clear rights for digital token holders, source code disclosure, a prospectus, progress reports of a project and use of proceeds. The offering of
Determination of Paid-Up Registered Capital of Licensed Operators to Undertake Derivatives Business
updates of material events: • Form ADV (to both STATE & SEC) • Personal bankruptcy, civil suits, liens on personal assets • Penalty up to $10,000 for failure to provide updates (No data) ROLE OF THE
Majesty The King?s Royal Patronage (FAP) to tackle accounting issues and problems. Furthermore, proactive communication on the SEC?s clear expectation will be carried out across various channels on a
plan to follow up rectification of those deficiencies; (5) Leadership responsibilities (LD): Overall, despite leaders of audit firms? reinforcement of the importance of audit quality, deficiencies
loans that ACAP secured from other persons which were at the rates of 4.40% – 8.00% per annum. Furthermore, the lending period was not clear; there is a risk of default on the debt repayment; the use of
Bangkok, March 16, 2015 ? The SEC provided a guidance to build up a lifetime of financial security among the Thais through the project called ?Being Money-Wise for the Bright Future?. The Project
, maintenance of data security systems, and risk management against cyber crime. The approved operator must also conduct Know-Your-Customer (KYC) and Customer-Due-Diligence (CDD) and set up preventive measures
. The plan involves offering 21,530,245,323 common shares at 0.05 baht per share to the existing shareholders in proportion to their shareholding (rights offering), up to a maximum of 14,353,496,882