ต้องจัดให้มีระบบงานและแผนรองรับการดำเนินธุรกิจอย่างต่อเนื่อง (Business continuity plan) รองรับไว้ด้วย (Exceptional Case Handling)    เห็นด้วย       ไม่เห็นด้วย      ข้อเสนอแนะ/ข้อสังเกตเพิ่มเติม   4. ข้อ

false statement/ Dissenimation of false or misleading information 0 0 - - 0 0 1 1 Market manipulation 0 0 4 68 0 0 1 14 Insider trading / Disclose inside information 0 0 1 3 0 0 - - Takeover - - - - 1 1

Bangkok, 6 June 2018 ? The SEC has imposed civil sanction on two offenders, namely Mr. Jajjai Dhammarungruang and Ms. Benjamas Dhammarungruang, for using inside information to sell shares of

Bangkok, 6 June 2018 ? The SEC has imposed civil sanction on Mr. Jajjai Dhammarungruang, Vice President and Executive Director of Modernform Group Public Company Limited (MODERN), for using inside

offense.    The purchases of UOB8TF units in both cases were done before the inside information was publicly disclosed through SET on 7 March 2016, and the sales thereof generated profits or averaged out

with access to inside information and the number of directors indicated direction of the earning management of listed companies, especially for those in financial sector. Dr. Nattawoot Koowattanatianchai

issued a non-prosecution order http://market.sec.or.th/public/idisc/en/Enforce Civil Action Dated 06/06/2018 the common stock of Modern, while in possession of inside information on Modern's operating

Criminal Code. The public prosecutor issued a non-prosecution order http://market.sec.or.th/public/idisc/en/Enforce Civil Action Dated 06/06/2018 the common stock of Modern, while in possession of inside

, said: ?During the past 10 months, the SEC has successfully imposed civil sanctions on 21 offenders, either natural or juristic persons, in the total of eight cases. The offenses involved misuse of inside

inside information to trade CMO shares along with failure to report the changes of his CMO shareholding and launch a tender offer for CMO shares.With the referral from the Stock Exchange of Thailand, the