. The Hong Kong Covered Fund is subject to an aggregate limit of 10% of its NAV in respect of borrowings or engaging in repurchase transactions (including direct and indirect exposure via investment in
above. 6. The Thai Covered Fund must not engage in a physical short sale transaction. 7. The Thai Covered Fund is subject to an aggregate limit of 10% of its NAV in respect of borrowings or engaging in
relation to utilising integrated business reporting and for external use by investors when engaging with companies. They can also be used by asset owners in reviewing the capabilities and processes of their
, engaging in juristic act binding the company to increase its cost of capital in cases where third person lacks liquidity or is unable to perform the obligation or giving financial assistance to other persons
-up shares. SUTG is engaging in the business of a construction contractor, provision of service regarding the operation and maintenance, and a consultancy services regarding waste management engineering
shares, or equivalent to 66 percent of SUTG’s issued and paid-up shares. SUTG is engaging in the business of a construction contractor, provision of service regarding the operation and maintenance, and a
equivalent to 66 percent of SUTG’s issued and paid-up shares. SUTG is engaging in the business of a construction contractor, provision of service regarding the operation and maintenance, and a consultancy
into a transaction for its own benefit or for other person’s benefit before the benefit of its client by using information concerning [i] client ’s [pending] order for trading or engaging in a contract
, procedures, and controls that prohibit employees that possess confidential and/or material non-public information concerning a trading instrument from engaging in a transaction in the trading instrument or
capital market whether under Thai or foreign law in the following matters: 1. engaging in any unfair activity or exploitation of investors in trading securities or derivatives; 2. undertaking a dishonest