the effective date of the Ministerial Regulation as per (1). Any business operator under (1) and (2) intends to undertake investment advisory services shall arrange to have operation system that prompt
in the area of Board Responsibilities: Step 2: Contacting the nominated companies to request additional information and arrange an interview with the Selection Sub-Committee: Step 3: Presenting the
statements and arrange a special audit Bangkok, 6 January 2017 ? The SEC has ordered K.C. Property Public Company Limited (KC) to amend its annual financial statements for the year 2015 and the interim
course of operation; (b) seek information on the source of income used for executing the client’s transactions; (c) arrange for the client or the ultimate beneficiary to identify oneself to the official of
actions: (a) gather and recheck information in addition to the normal course of operation; (b) seek information on the source of income used for executing the client’s transactions; (c) arrange for the
account, a contract or any other agreement, in accordance with Clause 44 of the Notification on Standard Conduct of Business , the intermediary shall arrange such agreement in compliance with the
trading account, a contract or any other agreement, in accordance with Clause 44 of the Notification on Standard Conduct of Business, the intermediary shall arrange such agreement in compliance with the
regulations. Clause 5 An approved person for the operation under a regulatory sandbox in the same manner as a derivatives exchange shall arrange an efficient and fair trading system which shall additionally
for the operation under a regulatory sandbox in the same manner as a derivatives exchange shall arrange an efficient and fair trading system which shall additionally cover at least the following matters