the advertisement indicates that the fund has been approved by the Office, it must also states that “the approval for establishment and management of the ….. (fund name)….. on …(date)… does not mean the
must also states that “the approval for establishment and management of the ….. (fund name)….. on …(date)… does not mean the Securities and Exchange Commission, the Capital Market Supervisory Board or
Notifications to the repealed notifications as defined by Clause 40, shall mean reference to this Notification. Clause 43 Any reference made in any other Notifications to personnel in the capital market business
was specified that ownership engagement in and of itself does not mean anything; the quality of engagement is what counts. Considering the long and complex investment chain that has emerged in many
transactions with the securities underwriter prior to this offering, or patrons of the issuer (if any). For the purpose of the first paragraph, the “fair allocation procedures” shall mean the procedures in which
of the issuer (if any). For the purpose of the first paragraph, the “fair allocation procedures” shall mean the procedures in which a securities underwriter sets a subscription board lot and allocate
paragraph, the “fair allocation procedures” shall mean the procedures in which a securities underwriter sets a subscription board lot and allocate shares to all subscribers equally once in a subscription
with such consultation, and shall mean an ASEAN investment analyst as well; “ASEAN investment analyst”9 means a person eligible to analyze investment and give investment consultation without considering
whether or not the analysis is fundamental or technical, in conjunction with such consultation, and shall mean an ASEAN investment analyst as well; “ ASEAN investment analyst ”9 means a person eligible to