because the subsidiary failed to set an allowance for doubtful accounts and had yet to improve the efficiency of its internal control with regard to the approval of invoice issuance, expenses, payments
AI to rectify their 2014 financial statements as the auditors were unable to express opinions due to limitation on scope of audit imposed by the companies’ managements arising from lack of efficiency
stress the importance of practices in compliance with the international standards, so that the Thai capital market will be developed towards greater efficiency, trustworthiness, gaining recognition and
▪ Eligible green projects (indicative) under ASEAN GBS: • (i) Renewable energy; • (ii) Energy efficiency; • (iii) Pollution prevention and control; • (iv) Environmentally sustainable management of living
complete the review process at the same time, within three to four months from the date of submission. This will enhance market efficiency as the time taken for the issuer to obtain approval to offer its
early 2019. The SEC will specifically participate in the efficiency assessment of securities regulation and supervision. In revising the rules on approval and disclosure of information by equity issuers
investors and increase alternatives and choices for business operation and investment. In addition, they reaffirm the Thai capital market’s competitiveness and efficiency, which will further support
technology and innovations for capital market development, enhance work process efficiency, lower business operators’ cost, and increase transparency, creditworthiness and traceability. DLT has been used as
The SEC supervises intermediaries? efficiency with an emphasis on risk management, suitable business model and risk profile of each securities house.? SEC Assistant Secretary-General Paralee
, and the use of technologies to increase service choices and efficiency in meeting investors? demands.The SEC is therefore proposing draft rules on providing assisting tools for efficient investment