matter.Meanwhile, the SEC is also proposing an amendment to the rule on determination of the beginning and end dates for reporting changes in securities holding of directors, executives and auditors of issuing Thai
matter. Meanwhile, the SEC is also proposing an amendment to the rule on determination of the beginning and end dates for reporting changes in securities holding of directors, executives and auditors of
. This is to allow capable investors access to more diverse investment channels, and to strengthen competitiveness of asset management companies. The draft revisions involve: (1) determination of
Re: Determination of Characteristics of Services Not Deemed to Be Undertaking Digital Asset Business in the Category of Digital Asset Custodial Wallet Provider (No. 2) dated 14 December 2023: (https
related to digital assets and securities. The two related draft notifications are: (1) the Notification concerning Determination of the Definition of “Executive” in Compliance with the Emergency Decree
suspended the determination of punishment for 2 years and sentenced the defendant a fine of Baht 300 for each day starting from July 25, 2015 until the defendant reduces the holding of KC shares to the number
determination of margin sufficient to cover derivatives positions which may be caused by the defaulting member under the confidence level of not less than ninety-nine percent; 3 (4) conduct of adequacy test of
and Exchange Commission No. Kor Jor. 3/2560 Re: Determination of Untrustworthy Characteristics of Company Directors and Executives By virtue of Section 14, Section 89/3 and Section 89/6 of the
Activity Report 61En INDEPENDENT AUDIT INSPECTION ACTIVITIES REPORT 2018 INDEPENDENT AUDIT INSPECTION ACTIVITIES REPORT 2018 Executive Summary....................................................................................02 Quality Assurance Review Panel........................................03 Activities for Enhancing Financial Reporting Quality.................................................................................................07 Summary of Audit Inspection Results A. Firm-Le...
/2013 2. Notification of the Securities and Exchange Commission KorKhor 7/2551 Determination of Paid-Up Registered Capital of Securities Company 08/05/2008 01/06/2008 3. Notification of the Securities